Warnings And Disclosures

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Trading on Margin can increase your risk of loss. Prior to trading on margin, review the Disclosure of Risks of Margin Trading.

Day Trading is only for sophisticated investors with high risk tolerance. Before engaging in Day Trading read the Day Trading Risk Disclosure which discloses the risks inherent in this strategy.

Options involve risk and are not suitable for all investors. Before investing in options, read the "Characteristics and Risks of Standardized Options." For a copy click here. 

Structured products and fixed income products such as bonds are complex products that are more risky and are not suitable for all investors. Before trading, read the relevant prospectus/offering documents and/or the summary information regarding the key nature, features and risks of the complex product and confirm that you understand the risks outlined in the IBHK Bond Risk Disclosure Statement.

Futures are not suitable for all investors. The amount you may lose may be greater than your initial investment. Before trading futures, read the CFTC Risk Disclosure. For a copy of the disclosure, click here. For the appendix to the Risk Disclosure, click here.

Security Futures are highly leveraged investments and are not suitable for all investors. Before trading these products it is important to carefully review the Standardized Risk Disclosure for Security Futures.Call us at 919-719-7200 for a copy of the 2020 SUPPLEMENT TO THE SECURITY FUTURES RISK DISCLOSURE STATEMENT.

Please click below for the IB Firm Specific Disclosure Document required by CFTC Rule 1.55(k). Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) Electronic Trading And Order Routing Systems Risk Disclosure Statement.

Hard copies of all of the above risk disclosure documents are available by contacting PT Client Services at 919-719-7200.

Privacy Notice 

Disclosure Regarding Place Trade Financial, Inc.’s Business Continuity Plan 

To review all PT regulatory notices and risk disclosures click here. 

PLACE TRADE®, PTSM, PTFSM, PlaceTrade.com™, Place TraderSM, Place Trader WorkstationSM, The Smart Place to Trade™, The Smart Place for your IRA™, The Smart Place for your 401(k)™, The Smart Place to Trade Options™ Financial Quarterback™, Jonesitus™ and The Bond Queen™ are service marks and/or trademarks of Place Trade Financial, Inc.

Only Place Trade Financial, Inc. and its Affiliates may offer services provided through PT's Trader Workstation. Such services are subject to limitations on liability and warranties. Place Trade only authorizes representations made directly by it. Trading, investment or tax advice is not authorized.

Please note that the design of this website and information contained within it are owned by Place Trade Financial, Inc. and its affiliates and are protected by copyright, trademark, and other proprietary rights. Place Trade Financial, Inc. and Place Trade are registered service/trademarks of Place Trade Financial, Inc. Copies of the contents may be viewed and downloaded for your own personal non-commercial use, provided that any copy contains this Copyright/Disclaimer Notice. The contents may not otherwise be used in whole or in part in any manner without the prior written consent of Place Trade Financial, Inc.

The information on this website is for discussion and information purposes only. Nothing contained herein should be considered as an offer to buy or sell any security, securities product or service, nor should be considered as investment, legal or tax advice. Further, nothing contained herein should be considered as an indication that you are guaranteed to make money or that you will not lose money. Documentation for any claims and/or statistical information will be provided upon request.

The projections or other information generated by any investment analysis tools regarding the likelihood of various investment outcomes are hypothetical in nature, do not reflect actual investment results and are not guarantees of future results.

Graphics are for illustrative purposes only. Graphics do not indicate investment performance or advice and should not be relied upon for investment decisions.

The contents of this website are believed to be reliable, but the accuracy or completeness of any information contained herein is not guaranteed and members of Place Trade Financial, Inc. shall not in any way be liable for any delay in keeping such information current. Members of Place Trade Financial, Inc. specifically disclaim all warranties, express or implied, except for those derived from its executed Customer Agreements.

Although Place Trade Financial, Inc. believes that the information provided on these pages is accurate, it provides no warranty with respect thereto. The information may not be suitable for all persons; it should not be relied upon in connection with a particular investor's trading; and, is not intended to be, nor should be construed as, an offer, recommendation or solicitation. Place Trade does not provide investment advice to online trading clients and only accepts Customers who have read and understand the relevant risk disclosure documents. The information on this website is not intended for persons who reside in jurisdictions where providing such information would violate the laws or regulations of such jurisdiction.

Place Trade Financial, Inc. does not provide tax advice to online trading clients/accounts, online institutional clients/accounts or any other individual or account at any time. Please speak with your own personal tax advisor, CPA or tax attorney prior to making tax related decisions.

Place Trade Financial, Inc. does not provide investment advice to online trading clients/accounts, online institutional accounts or any other individual or account that is not specifically set up as a full service client and on a full service commission and fee schedule. Place Trade Financial, Inc. will only provide investment advice to full service clients that are specifically set up for full service trading and advice. (Full Service clients work with experienced financial consultants and pay full service commissions and fees which are different than online trading commissions and fees.) To take advantage of both our Online Trading and Full Service flexible client benefits please call 1-919-719-7200 today!

Place Trade does not offer futures or forex trading at this time.

Place Trade Financial is a registered broker dealer (Member FINRA/SIPC) however it is not registered in all states or jurisdictions. Place Trade does not solicit securities, products or services in any jurisdiction where it is not authorized to do so. The information contained on this website is for U.S. residents only. Please contact Place Trade Financial at 1-800-50-PLACE (1-800-507-5223) or 1-919-719-7200 for further information.

Systems response and access times may vary due to market conditions, system performance as well as other factors.

All accounts are accepted at the discretion of Place Trade Financial.

Please note that while Place Trade strives to offer very low overall trading costs including discount commissions and some of the lowest margin rates available, we would like to remind investors that there will be trading costs associated with investing, trading and holding a brokerage account. Brokerage commissions and exchange fees along with potential other account fees, fund expenses and service fees may apply. Expenses related to your investment account may vary depending on the type of investments that you choose to hold, type of account, level of activity, account balance, tax withholding or other possible factors. Please consider your overall trading costs prior to investing.

The contents of this website are believed to be reliable, but the accuracy or completeness of any information contained herein is not guaranteed and members of Place Trade Financial, Inc. shall not in any way be liable for any delay in keeping such information current. Place Trade Financial, Inc. specifically disclaims all warranties, express or implied, except for those derived from its executed Customer Agreements.

Although Place Trade believes that the information provided on these pages is accurate, it provides no warranty with respect thereto. The information may not be suitable for all persons; it should not be relied upon in connection with a particular investor's trading; and is not intended to be, nor should be construed as, an offer, recommendation or solicitation.

Place Trade does not provide investment advice to online trading clients and only accepts clients who have read and understand the relevant risk disclosure documents. The information on this website is not intended for persons who reside in jurisdictions where providing such information would violate the laws or regulations of such jurisdiction.

Any symbols or graphics displayed are for illustrative purposes only and do not portray a recommendation. 

Apple, the Apple logo, iPod, iPod touch, and iTunes are trademarks of Apple Inc., registered in the U.S. and other countries. iPhone is a trademark of Apple Inc. App Store is a service mark of Apple Inc.

This website includes links to other third party sites. Any links to third party sites, including any site that does not specifically include PlaceTrade.com in both the URL/domain name title, frame source code and ICANN's WHOIS database, are not owned or controlled by Place Trade Financial, Inc. Place Trade cannot be responsible for the content, policies, procedures, media, source code, systems, security, certificates, instrumentalities, patents, trademarks, copyrights, original art, algorithms, configuration or any other function, form or facet of websites that it does not own or control including any other sites that may be referred or linked either to or from such sites, whether specifically stated, used or implied in any way. For information regarding other websites, please contact those websites or companies directly.