The SEC has adopted rules to improve public disclosure of order routing practices. Under Rule 606, formerly 11Ac1-6, broker-dealers that route customer orders in equity and option securities will make available to the public, the market centers to which non-directed customer orders were routed for execution. Broker-dealers will also disclose the nature of their relationship with those market centers. For the purpose of this Rule, we have included the Disclosure Regarding Order Routing Information of our clearing firm below.
Rule 606a Quarterly Broker-Dealer Order Routing Report
U.S. Securities and Exchange Commission rules require all brokerage firms to make publicly available quarterly reports describing their order routing practices. The reports listed below are intended to describe how and where customer orders are routed when customers use IB's Best Execution Order Routing System (or Best ECN routing option) rather than directing their orders to a particular market center.
Please click on the links below to view the Interactive Brokers Rule 606(a) Quarterly Broker-Dealer Order Routing Report Disclosure and the most recent Broker-Dealer Order Routing Reports.
View the latest available Broker-Dealer Order Routing Reports and Disclosure:
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1st Quarter Ending: March 31, 2024
2nd Quarter Ending: June 30, 2024
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